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Brian Lee - Securities Industry Essentials (SIE).

Brian Lee – Securities Industry Essentials (SIE)

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Short Description:
Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

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Description

Brian Lee - Securities Industry Essentials (SIE)

Brian Lee – Securities Industry Essentials (SIE)

 

The new Securities Industry Essentials (SIE) exam is based on common industry knowledge and general concepts

Your Instructor

Brian Lee

Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

Course Curriculum

Introduction
  • Start

    Downloable Class Notes

  • Start

    SIE Introduction (19:40)

UNIT 1 Knowledge of Capital Markets
  • Start

    Lesson 1- SRO’s , Customers and Others (16:12)

  • Start

    Lesson 2 (21:13)

  • Start

    Lesson 3 (15:05)

  • Start

    Lesson 4 (7:10)

UNIT 2 Understanding Products and Their Risks
  • Start

    Lesson 1- Equity Securities (13:39)

  • Start

    Lesson 2 – Corporate Debt Securities (23:23)

  • Start

    Lesson 3 – Gov’t, Municipal and Money Market Securities (17:42)

  • Start

    Lesson 4 – Options (29:15)

  • Start

    Lesson 5 – Investment Companies (11:45)

  • Start

    Lesson 6 – Other Securities Products (12:21)

 

Unit 3 Trading, Customer Accounts and Prohibited Acitivities
  • Start

    Lesson 1 (22:18)

  • Start

    Lesson 2 (19:28)

  • Start

    Lesson 3 (7:08)

Unit 4 Regulatory Framework
  • Start

    Lesson 1 (11:21)

Practice Final Exam
  • Start

    Practice Exam

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